Vivek Mehta

CRD 4333897

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-07-29

TX RA
APPROVED

Since 2020-07-29

Branch Locations

16554 Creek Bend Drive Suite 100, Sugar Land, TX 77478 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bosc, Inc.	Richardson	TX	01/2008	11/2016
Raymond James Financial Services,Inc	Houston	TX	11/2016	01/2018
Texas Capital Bank	Houston	TX	01/2015	03/2019
Morgan Stanley	Sugar Land	TX	03/2019	Present
Morgan Stanley Private Bank, N.A.	New York	NY	06/2019	Present

01/2008 → 11/2016

Bosc, Inc.

Richardson, TX
11/2016 → 01/2018

Raymond James Financial Services,Inc

Houston, TX
01/2015 → 03/2019

Texas Capital Bank

Houston, TX
03/2019 → Present

Morgan Stanley

Sugar Land, TX
06/2019 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-07-29
S63	Uniform Securities Agent State Law Examination	2019-07-29

S66 Uniform Combined State Law Examination

2020-07-29
S63 Uniform Securities Agent State Law Examination

2019-07-29

View on SEC IAPD

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