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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-11
NC RA APPROVED 2009-10-05
  • TX RA
    APPROVED_RES
    Since 2022-07-11
  • NC RA
    APPROVED
    Since 2009-10-05

Branch Locations

13830 Ballantyne Corporate Pl Ste 200, Charlotte, NC 28277 • United States

13739 Steele Creek Rd Unit 200, Charlotte, NC 28273 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Charlotte NC 10/2009 03/2020
Ameriprise Financial Services, Inc. Charlotte NC 10/2009 03/2020
Ameriprise Financial Service, Llc Charlotte NC 05/2002 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Charlotte, NC
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Charlotte, NC
  • 05/2002 → Present
    Ameriprise Financial Service, Llc
    Charlotte, NC
Previous Registrations
  • 2003-06-25 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Charlotte, NC
    Charlotte, NC
  • 2003-03-06 → 2003-06-25
    Charlotte, NC
  • 2001-05-22 → 2002-05-07
    High Point, NC
Other Businesses

Business Ownership; EWGRTW Holdings; Allocate Resources; Real Estate Holding Company; 15018 Callow Forest Drive, , Charlotte, NC, 28273; Investment-Related; 08/27/2020; 1 to 9 hours per month; 0 during trading hours / This Baseball Mom; Owner; The business is an ecommerce business. It contains a website and Esty site. The site will sell miscellaneous items to moms who have sons playing baseball. Items to include; t-shirts, door signs, wall signs, christmas ornaments, dishware.; 15018 Callow Forest Drive, , Charlotte, NC, 28273; Not Investment-Related; 08/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Affordable Tax and Consulting; OwnerAllocation for business resources. Handle electronic filing and some tax preparation.; Tax Preparation; 15018 Callow Forest Drive, , Charlotte, NC, 28273; Not Investment-Related; 04/24/2020; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-03
  • S66 Uniform Combined State Law Examination
    2001-04-03

View on SEC IAPD

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