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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-10-10 |
Branch Locations
10 Madison Avenue 2Nd Floor, Morristown, NJ 07960 • United States
Maplewood, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | New York | NY | 09/2014 | 02/2019 |
| Self Employed - Trader | Maplewood | NJ | 03/2019 | 09/2019 |
| Axa Advisors, Llc | New York | NY | 10/2019 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2019 | Present |
12/1/2020 to Present - GIRL SCOUTS HEART OF NEW JERSEY 120 Valley Rd Montclair, NJ 07042 - VOLUNTEER TREASURER - TROOP 20248 - BOOKKEEPING - 2 hours/month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-28 |
| S65 | Uniform Investment Adviser Law Examination | 2004-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-26 |
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