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Ryan Lee Sutherland

Thrivent Investment Management Inc.

Pismo Beach, CA

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-09-09
  • CA RA
    APPROVED
    Since 2020-09-09

Branch Locations

320 James Way Ste 250, Pismo Beach, CA 93449 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Arroyo Grande CA 10/2014 09/2020
Bank Of America, N.A. Arroyo Grande CA 10/2014 09/2020
Thrivent Investment Management Incc Pismo Beach CA 08/2020 Present
Thrivent Financial Appleton WI 09/2020 11/2020
Thrivent Financial Appleton WI 11/2020 Present
  • 10/2014 → 09/2020
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Arroyo Grande, CA
  • 10/2014 → 09/2020
    Bank Of America, N.A.
    Arroyo Grande, CA
  • 08/2020 → Present
    Thrivent Investment Management Incc
    Pismo Beach, CA
  • 09/2020 → 11/2020
    Thrivent Financial
    Appleton, WI
  • 11/2020 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
  • 2014-10-13 → 2020-09-08
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Arroyo Grande, CA
    Arroyo Grande, CA
    Santa Clarita, CA
    San Luis Obispo, CA
    San Luis Obispo, CA
    Paso Robles, CA
    Atascadero, CA
    San Luis Obispo, CA
  • 2010-02-16 → 2014-10-01
    Kestra Investment Services, Llc
    San Luis Obispo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-06
  • S66 Uniform Combined State Law Examination
    2008-10-06
Other Names
  • Ryan Lee Clement Sutherland
  • Ryan Sutherland
  • Ryan Lee Clement Sutherland

View on SEC IAPD

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Other Offices

EDWARD JONES · PISMO BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PISMO BEACH, CA
EDWARD JONES · PISMO BEACH, CA
LPL FINANCIAL LLC · PISMO BEACH, CA
SIERRA SHORE FINANCIAL · PISMO BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · PISMO BEACH, CA
INDEPENDENT FINANCIAL GROUP, LLC · PISMO BEACH, CA
LPL FINANCIAL LLC · PISMO BEACH, CA

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