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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-12-18 |
Branch Locations
730 Third Avenue Nyc Regional, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Investment Services Corporation | Columbus | OH | 03/2014 | 12/2023 |
| Nationwide Investment Advisors, Llc | Columbus | OH | 05/2014 | 12/2023 |
| Tiaa | New York | NY | 12/2023 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | New York | NY | 12/2023 | Present |
Name: Paragon Catering & Events, LLC Position: Events Coordinator Nature: I'm responsible for coordinating catering events with catering staff for potential clients. I discuss event type, venue, potential dates and menu options. I manage event timelines, handle administrative duties and track progress to ensure we're meeting the needs of the event throughout the process. Investment Related: No Hours: 20 Securities Trading Hours: 0 Start Date: 12/01/2023 Address: 132 West 36th Street, Suite 507, New York NY 10018, United States Description: I'm responsible for coordinating catering events with catering staff for potential clients. I discuss event type, venue, potential dates and menu options. I manage event timelines, handle administrative duties and track progress to ensure we're meeting the needs of the event throughout the process.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-31 |
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