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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2001-03-27
  • TX RA
    APPROVED
    Since 2001-03-27

Branch Locations

1780 Hughes Landing Blvd, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Woodlands TX 12/2000 Present
Bank Of America, Na The Woodlands TX 12/2009 Present
  • 12/2000 → Present
    Merrill Lynch
    Woodlands, TX
  • 12/2009 → Present
    Bank Of America, Na
    The Woodlands, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-26
  • S66 Uniform Combined State Law Examination
    2001-03-26

View on SEC IAPD

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