David R Work

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1998 → 05/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 07/2021 → Present
  Hightower Advisors Llc
  Dallas, TX
• 07/2021 → Present
  Hightower Securities Llc
  Dallas, TX

Previous Registrations

• 2002-11-21 → 2021-06-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Dallas, TX
  New York, NY
  Dallas, TX
  Dallas, TX
  Tacoma, WA

Other Businesses

I*106841 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TEXAS CHRISTIAN UNIVERSITY INVESTMENT RELATED: N ADDRESS OF BUSINESS: FORT WORTH, TEXAS 76129 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 8/22/2017 NUMBER OF HOURS DEVOTED: 40 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 20 DUTIES: TCU IS A PRIVATE UNIVERSITY OFFERING BACHELOR'S AND GRADUATE LEVEL DEGREE PROGRAMS. I WILL BE SERVING IN AN ADJUNCT FACULTY ROLE TEACHING A 1-HOUR CLASS ON PERSONAL FINANCE.

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-08-17
• S65 Uniform Investment Adviser Law Examination
  2000-06-19