Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2004-01-09 |
Branch Locations
14547 Lake Business Dr Ste 204, Conroe, TX 77304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Houston | TX | 01/2004 | Present |
(1) 04/03/2008: WEALTH MANAGEMENT GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 14340 TORREY CHASE BLVD #375, HOUSTON, TX 77014 (2) 05/22/2015 - OTHER - AUTHOR OF BOOK - NOT INV REL - START 07/15/2015 - 5 HRS/MO NOT DURING SECS TRDG HRS (3) 5/22/2018 - Radio Public Service Announcement - Investment Related - 208 N. Main Street Conroe, TX 77301 - Other-Divorce Radio Show - Start Date: 06/20/2018 - 2 Hours Per Month/0 Hours During Securities Trading. (4) 6/12/2018 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-News Letter - Author - Start Date: 07/25/2018 - 2 Hours Per Month/0 Hours During Securities Trading - News Letter Author. 5. 09/10/2019 - Divorce Designs - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/01/2019 - 5 hrs/mo - 0 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-13 |
Reach out to this advisor