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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2021-01-15 |
| CA | RA | APPROVED | 2015-11-13 |
| TX | RA | APPROVED | 2015-11-13 |
Branch Locations
1999 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States
Sun Valley, ID • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Los Angeles | CA | 11/2015 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 03/2016 | Present |
*565080 - Campfire Smoke Spirits, LLC; Investment related-Yes; Santa Monica, California; Wholesale/Distribution, Retail/Online Stores; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 08/2023; During business hours: 0; After business hours: 5; Guidance on business decisions
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-22 |
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