Michelle M Peng

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Milpitas, CA
• 11/2016 → 04/2023
  Wells Fargo Clearing Services, Llc
  Milpitas, CA
• 04/2023 → Present
  Morgan Stanley Smith Barney Llc
  Cupertino, CA
• 05/2023 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2011-01-03 → 2023-05-22
  Wells Fargo Clearing Services, Llc
  San Jose, CA
  San Jose, CA
  San Jose, CA
  Cupertino, CA
  Milpitas, CA
  San Jose, CA
  San Jose, CA
  Walnut Creek, CA
• 2008-10-21 → 2011-01-03
  Wells Fargo Investments, Llc
  Sunnyvale, CA
  Cupertino, CA
  Campbell, CA
• 2005-07-25 → 2008-10-21
  Banc Of America Investment Services, Inc.
  San Jose, CA
  Fremont, CA
  San Jose, CA
  Fremont, CA
  Fremont, CA

Other Businesses

*556108 - Bestig LLC; Investment related: Yes; Pleasanton, California; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 04/2011; During business hours: 0; After business hours: 0.1; Administrative (2) RENTAL PROPERTY / INVESTMENT RELATED / MCKINNEY, TX / 100% OWNERSHIP WITH SPOUSE / START 25-OCTOBER-2014 / 0 HOURS PER MONTH / 0 DURING TRADING HOURS / LANDLORD. *555168 - Sieger LLC ; Investment related - Yes ; Pleasanton, California ; Technology ; Partner(proprietor, partner, officer, director, employee, trustee, agent) ; 12/2020 ; During business hours : 0 ; After business hours : 0.1 ; Administrative (4) CIRCUIT BOARD DESIGN AND CONSULTING / CO-TRUSTEE OF SPOUSE'S DEFINED BENEFIT PLAN / INVESTMENT RELATED / PLEASANTON, CA / START FEBRUARY-2021 / 1 HOUR PER MONTH / 1 DURING TRADING HOURS. *OBI - 555163 - Rental Property ; Investment related - Yes ; San Jose, California ; Rental Property ; Partner(proprietor, partner, officer, director, employee, trustee, agent) ; 6/2011 ; During business hours : 0 ; After business hours : 0 ; Administrative *555164 - Rental Property ; Investment related - Yes ; El Dorado Hills, California ; Rental Property ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 10/2004 ; During business hours : 0 ; After business hours : 0 ; Administrative *555166 - Rental Property ; Investment related - Yes ; Pleasanton, California ; Rental Property ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 6/2023 ; During business hours : 0 ; After business hours : 0 ; Administrative *555165 - Rental Property ; Investment related - Yes ; Fremont, California ; Rental Property ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 9/2009 ; During business hours : 0 ; After business hours : 0 ; Administrative *555157 - Bestig LLC ; Investment related - Yes ; San Jose, California ; Rental Property ; Partner(proprietor, partner, officer, director, employee, trustee, agent) ; 03/2011 ; During business hours : 0 ; After business hours : 0.1 ; Administrative *555161 - Bestig LLC ; Investment related - Yes ; Mckinney, Texas ; Rental Property ; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent) ; 12/2003 ; During business hours : 0 ; After business hours : 0 ; Administrative *555160 - Bestig LLC ; Investment related - Yes ; San Jose, California ; Rental Property ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 08/2016 ; During business hours : 0 ; After business hours : 0 ; Administrative *555158 - Bestig LLC ; Investment related - Yes ; San Jose, California ; Rental Property ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 08/2012 ; During business hours : 0 ; After business hours : 0 ; Administrative *555169 - Sieger LLC defined benefit plan ; Investment related - Yes ; Pleasanton, California ; Retirement plan ; Co-Trustee(proprietor, partner, officer, director, employee, trustee, agent) ; 7/2021 ; During business hours : 0 ; After business hours : 0.1 ; Administrative

Exams

• S66 Uniform Combined State Law Examination
  2005-07-22
• S63 Uniform Securities Agent State Law Examination
  2001-02-14

Other Names

• Michelle Mx Peng
• Michelle Mei Xie
• Michelle M.E. Peng