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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-23
  • TX RA
    APPROVED
    Since 2025-11-23

Branch Locations

777 E. Sonterra Blvd 140 1St Fl, San Antonio, TX 78258 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Antonio TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc San Antonio TX 11/2016 11/2025
Wells Fargo Advisors Financial Network, Llc San Antonio TX 11/2025 Present
Previous Registrations
Other Businesses

WALRUS CLUB LLC; NOT INV. RELATED; SAN ANTONIO, TX; 51% OWNERSHIP; SPORTING CLUSTART DATE 6/2018; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES PAY EXPENSES OF THE CLUB.| RENTAL PROPERTY; INV RELATED; OXFORM, MS; 100% OWNERSHIP; START 08/22/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING; LANDLORD.| RENTAL PROPERTY; INV RELATED; OXFORM, MS; 100% OWNERSHIP; START 10/01/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING; LANDLORD. | SAWM,LLC; INV RELATED; SAN ANTONIO, TX; COMPANY USED FOR FINET PRACTICE; 49.5% OWNERSHIP; START DATE 04/22/2026; 5 HOURS PER MONTH; 0 HOURS DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-22
  • S66 Uniform Combined State Law Examination
    2001-02-22

View on SEC IAPD

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