Shannon Marie Anderson

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-06-10
WI	RA	APPROVED	2000-02-02

TX RA
APPROVED_RES

Since 2016-06-10
WI RA
APPROVED

Since 2000-02-02

Branch Locations

2501 W Beltline Hwy Ste 301, Madison, WI 53713 • United States

2916 Marketplace Dr Ste 104, Fitchburg, WI 53719 • United States

Fitchburg, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Madison	WI	09/2005	03/2020
Ameriprise Financial Services, Llc	Fitchburg	WI	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Madison, WI
03/2020 → Present

Ameriprise Financial Services, Llc

Fitchburg, WI

Other Businesses

Real Estate Ownership; Single Family; 5501 Maher Ave, Madison, WI 53716, ,; Not Investment-Related; 03/01/2017 / Single Family; 5912 North Spring Lake Road, , Mercer, WI, 54547; Not Investment-Related; 04/01/2025.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-12-06
S63	Uniform Securities Agent State Law Examination	1999-09-04

S65 Uniform Investment Adviser Law Examination

2007-12-06
S63 Uniform Securities Agent State Law Examination

1999-09-04

View on SEC IAPD