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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-08-10 |
Branch Locations
124 E Walnut St 250, Mankato, MN 56001 • United States
St Peter, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life | St. Paul | MN | 02/2001 | 08/2023 |
| Securian Financial Services, Inc. | St. Paul | MN | 02/2001 | 08/2023 |
| Minnesota Financial Services | Mankato | MN | 02/2001 | 08/2023 |
| Minnesota Financial Services | Mankato | MN | 04/2001 | 08/2023 |
| Cetera Wealth Services, Llc | Mankato | MN | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1) SAMA FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/25/2019 ADDRESS: , Hiawatha IA , United States DESCRIPTION: Agent/Broker 2) FIREARMS SAFETY INSTRUCTOR POSITION: Volunteer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2019 ADDRESS: na, na MN 00000, United States DESCRIPTION: We host a DNR Hunter Safety Field Day twice per year on Sunday mornings! 3) SHORELAND BOARD POSITION: Director NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/19/2021 ADDRESS: 43781 Golf Course Rd, Saint Peter MN 56082, United States DESCRIPTION: I am a member of our local golf course and was asked to be on the board. It is for a 3 year term and currently I will be running unopposed for one of three current board positions. 4) ST PETER AMBASSADORS POSITION: Member NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2021 ADDRESS: PO Box 301, Saint Peter MN 56082, United States DESCRIPTION: This is an group of 30 people that promote activities and businesses in the St Peter community. 5) NAME OF OTHER BUSINESS: GUIDE WEALTH PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-06 |
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