Best Investors
Account
Sign in
Best Investors
Account
Sign in
100 Meridian Centre Blvd. Suite 200, Rochester, NY 14618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-22 |
Branch Locations
100 Meridian Centre Blvd. Suite 200, Rochester, NY 14618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp | Rochester | NY | 01/2001 | 10/2019 |
| Dkcb Financial Advisors, Llc | Rochester | NY | 01/2000 | Present |
| Avantax Insurance Services, Inc. | Rochester | NY | 03/2006 | Present |
| 1St Global Advisors Inc. | Rochester | NY | 06/2007 | 10/2019 |
| Davie Kaplan, Cpa, P.C. | Rochester | NY | 08/2007 | Present |
| Avantax Investment Services, Inc. | Rochester | NY | 10/2019 | Present |
1) DAVIE KAPLAN WEALTH CARE ADVISORS, LLC (FORMERLY DKCB WEALTH CARE ADVISORS, LLC) POSITION: RIA, MEMBER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 35 START DATE: 07/01/2014 ADDRESS: Rochester NY 14614, United States DESCRIPTION: Financial Advisor 2) DKCB FINANCIAL ADVISORS, LLC POSITION: Investment Advisor Representative NATURE: Referring clients to various money managers INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 01/01/2000 ADDRESS: 1000 First Federal Plaza, Rochester NY 14614, United States DESCRIPTION: See # 3 above 3) DAVIE KAPLAN WEALTHCARE ADVISORS, LLC (INSURANCE) POSITION: Member NATURE: Offering insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2013 ADDRESS: 1000 First Federal Plaza, Rochester NY 14614, United States DESCRIPTION: Referrals of insurance business 4) DAVIE KAPLAN WEALTH CARE ADVISORS, LLC (RIA) POSITION: Advisor NATURE: Financial Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: ADDRESS: 1000 First Federal Plaza, Rochester NY 14614, United States DESCRIPTION: 5) POWER OF ATTORNEY FOR MY MOTHER-IN-LAW JOSEPHINE MORGANTI POSITION: POA NATURE: POA INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2013 ADDRESS: 1161 Sherbrooke Lane, Rochester NY 14624, United States DESCRIPTION: POA for mother-in-law for medical and general welfare.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-01 |
Reach out to this advisor