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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2013-08-19
  • KY RA
    APPROVED
    Since 2013-08-19

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

331 Townepark Circle Suite 101, Louisville, KY 40243 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

323 Townepark Circle, Louisville, KY 40243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Capital Corp Palm Beach Gardens FL 04/2013 Present
Jennifer Hiegel, Cpa, Pllc Louisville KY 12/2012 Present
Noble Cpas & Advisors, Pllc Louisville KY 03/2024 Present
  • 04/2013 → Present
    Palm Beach Gardens, FL
  • 12/2012 → Present
    Jennifer Hiegel, Cpa, Pllc
    Louisville, KY
  • 03/2024 → Present
    Noble Cpas & Advisors, Pllc
    Louisville, KY
Other Businesses

1.RYE, WRIGHT & HIEGEL, PLLC, SINCE 01/2012, NON-INVESTMENT RELATED, OWNER, TAX PREPARTATION, 10 HRS. MO. 80 HRS. MO DURING SECURITIES TRADING. 2. BOARD OF DIRECTORS FOR EASTGATE OFFICE CONDOMINIUM ASSOCIATION, CORP., 331 TOWNEPARK CIRCLE, LOUISVILLE, KY 40243, OFFICER, NON-INVESTMENT RELATED, 1 HR. MO. CONDUCTING THIS ACTIVITY. 3. Creative Capital Group, Consultant. Investment related, 1-20% time spent on activity during non-securities hrs. 4. The Office, LLC, Shareholder. Non-investment related, 1-20% time spent on activity during non-securities hrs. 5. Jennifer Hiegel, CPA, PLLC, OWNER, Tax Preparation/Accounting. Non-investment related, 1-20% time spent on activity during non-securities hrs. 6. Noble CPAS & Advisors, PLLC, since 3/1/2024, CPA, TAX Preparation, Owner, Non-investment related, 1-10% time spent on activity during securities hrs. 6. Flags4Vets Inc., 4005 Briar Ridge Road LaGrange, Kentucky 40031. Charity, Director, Non-investment related, 1-20% time spent on activity during non-securities hrs. 7.BHG CPAs & Advisors, PLLC, CPA, Owner, Non-investment related, 21-40% time spent on activity during non-securities hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-01
  • S66 Uniform Combined State Law Examination
    2013-07-01
Other Names
  • Jennifer Maria Rye

View on SEC IAPD

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