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16220 N. Scottsdale Road Suite 300, Scottsdale, AZ 85254 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-04 |
Branch Locations
Cave Creek, AZ • United States
16220 N. Scottsdale Road Suite 300, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2017 | 03/2024 |
| Usaa | Phoenix | AZ | 04/2003 | 08/2017 |
| Mercer Investments, Llc | Phoenix | AZ | 03/2024 | 03/2025 |
| Harmony Asset Management Llc | Scottsdale | AZ | 04/2025 | Present |
HARMONEY NONPROFIT DBA FOR ADVISORY BUSINESS EXECUTIVE DIRECTOR SINCE 04/2025 INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-27 |
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