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Current Employers
603 Financial Advisors, Llc

Newfields, NH • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-03-16
  • NH RA
    APPROVED
    Since 2023-03-16

Branch Locations

Newfields, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northway Bank Concord NH 06/2012 03/2018
Infinex Investments, Inc. Concord NH 06/2012 04/2021
Ledyard Bank Concord NH 03/2018 05/2021
Securities America, Inc. Newfields NH 05/2021 12/2022
The Patriot Financial Group, Llc Newfields NH 05/2021 06/2023
603 Financial Advisors, Llc Newfields NH 03/2023 Present
Fortune Financial Services Monanca PA 07/2023 Present
  • 06/2012 → 03/2018
    Northway Bank
    Concord, NH
  • 06/2012 → 04/2021
    Infinex Investments, Inc.
    Concord, NH
  • 03/2018 → 05/2021
    Ledyard Bank
    Concord, NH
  • 05/2021 → 12/2022
    Securities America, Inc.
    Newfields, NH
  • 05/2021 → 06/2023
    Newfields, NH
  • 03/2023 → Present
    Newfields, NH
  • 07/2023 → Present
    Fortune Financial Services
    Monanca, PA
Previous Registrations
  • 2021-05-21 → 2023-08-07
    Newfields, NH
    Walpole, MA
  • 2012-08-15 → 2021-05-24
    Concord, NH
    Laconia, NH
    Concord, NH
    Meriden, CT
    Portsmouth, NH
    Plymouth, NH
    Concord, NH
    Hanover, NH
    Concord, NH
  • 2003-06-30 → 2008-04-15
    Cetera Investment Services Llc
    Andover, MA
Other Businesses

INSURANCE SALES POSITION: Financial Professional NATURE: Fixed annuity and insurance sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 05/19/2021 ADDRESS: 17 Runaway Road, Newfields NH 03856 DESCRIPTION: Insurance sales

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-08-30
S65 Uniform Investment Adviser Law Examination 2003-06-17
  • S63 Uniform Securities Agent State Law Examination
    2012-08-30
  • S65 Uniform Investment Adviser Law Examination
    2003-06-17
Designations
Other Names
  • Christopher White Eddy
  • Chris Eddy

View on SEC IAPD

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