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Newfields, NH • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-03-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northway Bank | Concord | NH | 06/2012 | 03/2018 |
| Infinex Investments, Inc. | Concord | NH | 06/2012 | 04/2021 |
| Ledyard Bank | Concord | NH | 03/2018 | 05/2021 |
| Securities America, Inc. | Newfields | NH | 05/2021 | 12/2022 |
| The Patriot Financial Group, Llc | Newfields | NH | 05/2021 | 06/2023 |
| 603 Financial Advisors, Llc | Newfields | NH | 03/2023 | Present |
| Fortune Financial Services | Monanca | PA | 07/2023 | Present |
INSURANCE SALES POSITION: Financial Professional NATURE: Fixed annuity and insurance sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 05/19/2021 ADDRESS: 17 Runaway Road, Newfields NH 03856 DESCRIPTION: Insurance sales
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-08-30 |
| S65 | Uniform Investment Adviser Law Examination | 2003-06-17 |
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