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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-06-29
  • TX RA
    APPROVED
    Since 2004-06-29

Branch Locations

4245 Kemp Blvd, Wichita Falls, TX 76308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wichita Falls TX 06/2004 Present
Bank Of America,Na Wichita Falls TX 09/2009 Present
Previous Registrations
  • 2001-03-19 → 2004-07-02
    Morgan Stanley Dw Inc.
    Wichita Flls, TX
Other Businesses

I*24838 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DELL STINE RANCH INVESTMENT RELATED: N ADDRESS OF BUSINESS: WICHITA FALLS, TEXAS 76308 NATURE OF BUSINESS: OTHER,FARMING AND RANCHING OPERATIONS POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER/MANAGER I*396907 For profit or not for profit: Entity For Profit Name of outside business organization: Dell Stine Investment related: N Address of business: Wichita Falls, Texas, 76308 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 1/1/1984 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 2 Duties: , Oil and gas working interest and royalty Owner I*134725 For profit or not for profit: For-Profit Organization Name of outside business organization: James Dell Stine Investment related: N Address of business: Wichita Falls, Texas 76308 Nature of business: Sole Proprietorship, Position, title, association: Family Held, Start date of relationship: 11/30/2020 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I may enter a contract with a Solar Energy provider, Hecate, dba Southwest Solar to lease my personal real estate property for the purpose of a solar farm. I*1692324 Entity Type: For Profit Name of OBA: Dell Stine Art Address:Wichita Falls, TX, 76308 Investment Related:no Position, Title, Association:Owner Employee Start Date:03/01/2024 No Hours: 6 Weekly No Hours during trading:0 Duties:Producing and selling art that I and/or my wife create.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-16
  • S66 Uniform Combined State Law Examination
    2001-03-16
Other Names
  • James Dell Stine, Jr.

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