James Dell Stine

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wichita Falls, TX
• 09/2009 → Present
  Bank Of America,Na
  Wichita Falls, TX

Previous Registrations

• 2001-03-19 → 2004-07-02
  Morgan Stanley Dw Inc.
  Wichita Flls, TX

Other Businesses

I*24838 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DELL STINE RANCH INVESTMENT RELATED: N ADDRESS OF BUSINESS: WICHITA FALLS, TEXAS 76308 NATURE OF BUSINESS: OTHER,FARMING AND RANCHING OPERATIONS POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER/MANAGER I*396907 For profit or not for profit: Entity For Profit Name of outside business organization: Dell Stine Investment related: N Address of business: Wichita Falls, Texas, 76308 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 1/1/1984 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 2 Duties: , Oil and gas working interest and royalty Owner I*134725 For profit or not for profit: For-Profit Organization Name of outside business organization: James Dell Stine Investment related: N Address of business: Wichita Falls, Texas 76308 Nature of business: Sole Proprietorship, Position, title, association: Family Held, Start date of relationship: 11/30/2020 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I may enter a contract with a Solar Energy provider, Hecate, dba Southwest Solar to lease my personal real estate property for the purpose of a solar farm. I*1692324 Entity Type: For Profit Name of OBA: Dell Stine Art Address:Wichita Falls, TX, 76308 Investment Related:no Position, Title, Association:Owner Employee Start Date:03/01/2024 No Hours: 6 Weekly No Hours during trading:0 Duties:Producing and selling art that I and/or my wife create.

Exams

• S66 Uniform Combined State Law Examination
  2001-03-16

Other Names

• James Dell Stine, Jr.