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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2012-07-26 |
Branch Locations
600 E 96Th St Ste 100, Indianapolis, IN 46240 • United States
Fishers, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2012 | Present |
| Northwestern Mutual Investment Services, Llc | Indianapolis | IN | 08/2012 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2015 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. OWNER OF THE KIECKER CORPORATION AS OF AUG 2012 AT 111 MONUMENT CIR #3800, INDIANAPOLIS, IN; USED FOR PAYROLL/INCOME/EXPENSE ASSOCIATED WITH MANAGING NORTHWESTERN MUTUAL NETWORK OFFICE. 3. Club4, LLC. 4790 W. 16th St, Indianapolis, IN 46222. 10% owner of LLC which will own a suite at the Indianapolis Motor Speedway track, will host/attend events at track. Not investment related, 0-5 hours per month, start date 1/8/16. 4. 4% OWNER, ABACUS RACING LLC , 6612 E 75TH ST #300, INDIANAPOLIS, , INDIANA, 46250, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 8/2/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PASSIVE INVESTOR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-24 |
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