Erin Sue Carroll

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2021-08-02
TX	RA	APPROVED_RES	2020-03-26
VT	RA	APPROVED	2012-05-25

NH RA
APPROVED

Since 2021-08-02
TX RA
APPROVED_RES

Since 2020-03-26
VT RA
APPROVED

Since 2012-05-25

Branch Locations

Hinesburg, VT • United States

105 West View Road 5Th Floor, Colchester, VT 05446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Colchester	VT	05/2012	Present

05/2012 → Present

Morgan Stanley Smith Barney

Colchester, VT

Previous Registrations

2001-10-15 → 2012-05-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burlington, VT

Burlington, VT

Burlington, VT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-08-13

S66 Uniform Combined State Law Examination

2001-08-13

Other Names

Erin Sue Purdy (Mother'S Name)

View on SEC IAPD

More in Hinesburg, VT

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