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Samuel Santiago

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bridgewater, NJ

East Brunswick, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-11
NJ RA APPROVED 2016-12-12
  • TX RA
    APPROVED_RES
    Since 2017-01-11
  • NJ RA
    APPROVED
    Since 2016-12-12

Branch Locations

100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States

East Brunswick, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgewater NJ 11/2016 Present
Unemployed East Brunswick NJ 08/2016 10/2016
Bank Of America, N.A. Bridgewate NJ 01/2017 Present
Previous Registrations
  • 2007-04-30 → 2016-07-26
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
    Newark, NJ
    New York, NY
    Short Hills, NJ
    Philadelphia, PA
    East Brunswick, NJ
    New York, NY
    East Brunswick, NJ
    Princeton, NJ
    Pennington, NJ
    New York, NY
    Short Hills, NJ
    Princeton, NJ
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-27
  • S66 Uniform Combined State Law Examination
    2007-04-27
Other Names
  • Samuel Santiago

View on SEC IAPD

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LPL FINANCIAL LLC · SOMERVILLE, NJ

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