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Michael Stephen Scialla

Stephens

Castle Rock, CO

Little Rock, AR

CRD 4331427

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Employer firm

Stephens CRD 3496

$18.0B regulatory AUM 170 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-01-08
  • CO RA
    APPROVED
    Since 2024-01-08

Branch Locations

Castle Rock, CO • United States

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolas Denver CO 07/2010 11/2022
Stephens Inc. Castle Rock CO 11/2022 Present
  • 07/2010 → 11/2022
    Stifel Nicolas
    Denver, CO
  • 11/2022 → Present
    Stephens Inc.
    Castle Rock, CO
Previous Registrations
  • 2006-03-21 → 2007-12-03
    A. G. Edwards & Sons, Inc.
    St. Louis, MO
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-05
S66 Uniform Combined State Law Examination 2006-03-20
  • S65 Uniform Investment Adviser Law Examination
    2024-01-05
  • S66 Uniform Combined State Law Examination
    2006-03-20

View on SEC IAPD

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