Patrick Lee Baird

Employer firm

B. Riley Wealth Advisors, Inc. CRD 115927

$4.21B regulatory AUM 40 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2020 → 10/2021
  National Asset Management
  Boca Raton, FL
• 10/2014 → 10/2021
  National Securities Corporation
  Boca Raton, FL
• 10/2014 → 02/2018
  Vfinance Investments, Inc
  Boca Raton, FL
• 10/2021 → 09/2023
  Newbridge Securities Corporation
  Boca Raton, FL
• 10/2021 → 09/2023
  Newbridge Financial Services Group, Inc
  Boca Raton, FL
• 10/2023 → Present
  B. Riley Wealth Management
  Memphis, TN
• 10/2023 → Present
  B. Riley Wealth Advisors
  Memphis, TN

Previous Registrations

• 2021-11-18 → 2023-10-05
  Nfsg Corporation
  Boca Raton, FL
• 2021-01-28 → 2021-10-18
  B. Riley Wealth Advisors, Inc.
  Boca Raton, FL

Other Businesses

1. Condo rental; Investment related; 7847 Golf Circle Dr Unit 307 Margate, FL 33063; Real Estate Investment / Rental Property; Owner and manager; Start date 1/2022; 1 hr/ month devoted none during securities trading hrs. 2. Condo rental; Investment related; 801 South Federal Hwy, Unit 104, Pompano Beach, FL 33062; Real Estate Investment / Rental Property; Owner and lessor; Start date 3/2026; 1 hr/ month devoted none during securities trading hrs.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-12-23
• S63 Uniform Securities Agent State Law Examination
  2001-10-04

Other Names

• Patrick Lee Baird