Evan Scott Branfman

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-03-11
NY	RA	APPROVED	2021-04-16
TX	RA	APPROVED_RES	2006-10-04

NJ RA
APPROVED

Since 2024-03-11
NY RA
APPROVED

Since 2021-04-16
TX RA
APPROVED_RES

Since 2006-10-04

Branch Locations

133 Franklin Corner Rd, Lawrence Township, NJ 08648-2531 • United States

1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States

2640 Highway 70 Bldg 5 Ste 200A, Manasquan, NJ 08736 • United States

Stony Brook, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Melville	NY	09/2005	03/2020
Ameriprise Financial Services, Llc	Hauppauge	NY	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Melville, NY
03/2020 → Present

Ameriprise Financial Services, Llc

Hauppauge, NY

Other Businesses

Board of Directors; long island explorium; Treasurer; 101 E Broadway, , Port Jefferson , NY, 11777; Not Investment-Related; 11/30/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Certainty of UnCertainty LLC; Employee of a legal entity; Compensation received from and advisor owned entity established to manage the practice; 1174 Veterans Hwy, , Hauppauge, NY, 11788; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-01
S63	Uniform Securities Agent State Law Examination	1999-10-15

S66 Uniform Combined State Law Examination

2021-12-01
S63 Uniform Securities Agent State Law Examination

1999-10-15