Joshua G. Winston

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-21

TX RA
APPROVED_RES

Since 2022-01-21

Branch Locations

16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States

Scottsdale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Scottsdale	AZ	02/2014	03/2020
Ameriprise Financial Services, Llc	Scottsdale	AZ	03/2020	Present

02/2014 → 03/2020

Ameriprise Financial Services, Inc.

Scottsdale, AZ
03/2020 → Present

Ameriprise Financial Services, Llc

Scottsdale, AZ

Other Businesses

Board of Directors; Gesher Disability Resources; member of board of directors; 12701 N Scottsdale Road, Ste 205Scottsdale AZ, 85254, ,; ; 02/09/2017; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-02-05

S66 Uniform Combined State Law Examination

2001-02-05

Other Names

Joshua Gregory Winston

View on SEC IAPD