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Inactive

Robert John Diquollo

Mariner

Madison, NJ

CRD 4331182

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Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-11-30
  • NJ RA
    APPROVED
    Since 2016-11-30

Branch Locations

One Giralda Farms Suite 130, Madison, NJ 07940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Wealth Advisors Madison NJ 12/2012 Present
  • 12/2012 → Present
    Mariner Wealth Advisors
    Madison, NJ
Previous Registrations
  • 2012-12-21 → 2018-07-03
    Mariner Wealth Advisors
    Overland Park, KS
    Madison, NJ
  • 2002-06-24 → 2012-12-21
    Brinton Eaton
    Madison, NJ
    Morristown, NJ
Other Businesses

FUND FOR NEWARK ABBEY, 520 MARTIN LUTHER KING BLVD., NEWARK, NJ 07102; NON-INVESTMENT RELATED; 501(C)3 EXEMPT PRIVATE FOUNDATION - MONASTERY & SCHOOL; BOARD OF TRUSTEE MEMBER/TREASURER; OVERSEES PORTFOLIO PROFESSIONALLY MANAGED BY GLENMEDE TRUST CO, ASSIST IN PREP AND FILING OF FORM 990PF; START DATE JAN 2015; 2 HRS/MONTH TOTAL AND DURING SECURITIES HOURS. NEWARK ABBEY/ST. BENEDICT'S PREP SCHOOL; 520 MARTIN LUTHER KING BLVD., NEWARK, NJ 07102; CHAIRMAN OF BOARD OF ADVISORS/TRUSTEES; START DATE 07/2020; 5HRS A MONTH/DURING SECURITIES TRADING HOURS. MONITORS ALL FINANCES AND PARTICIPATES AS A BOARD MEMBER IN MEETINGS. I Got It Holding Corp. dba Metabilia; Not investment related, Morristown, NJ, Marketplace for sports memorabilia and NFT collectibles. Board of Advisors, Start date: 7/1/2023, 8 hours per month, 8 hours during training hours, Attend monthly meetings to help with strategy, advise on financial statements and develop business partners. Benedictine Education Fund of New Jersey, Inc, Investment related: N, Morristown, NJ, created to enable schools to qualify as scholarship granting organization, Board of Trustee Member, 05/01/2025, 2 hours per month, 0 hours during trading hours, Board of Trusee Member

Designations
  • Personal Financial Specialist

View on SEC IAPD

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