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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-10-31 |
| GA | RA | APPROVED | 2023-08-04 |
| TX | RA | APPROVED | 2023-08-03 |
Branch Locations
15303 North Dallas Parkway Tower Ii Suite 550, Addison, TX 75001 • United States
Plano, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dempsey Lord Smith, Llc | Rome | GA | 07/2013 | 05/2023 |
| Park Avenue Securities | Plano | TX | 06/2023 | Present |
| Guardian Life Insurance Company | Plano | TX | 06/2023 | Present |
| Guardian Life Insurance Company | Heartland | TX | 06/2024 | 02/2025 |
| Park Avenue Securities | Heartland | TX | 06/2024 | 02/2025 |
| Guardian Life Insurance Company | Addison | TX | 02/2026 | Present |
| Park Avenue Securities | Addison | TX | 02/2026 | Present |
Name: Model Home Attendant, Start date: 06/01/2023, Address: The Reserve Network 644 International Parkway Plano Tx 75093, 65 total hours per month; 56 during securities trading hours, Not Investment related, Less than 10% annual compensation;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-29 |
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