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2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-06-04 |
| TX | RA | APPROVED_RES | 2026-05-25 |
Branch Locations
3445 N Causeway Blvd, Suite 905, Metairie, LA 70002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Baton Rouge | LA | 09/2005 | 10/2019 |
| Commonwealth Financial Network | Baton Rouge | LA | 10/2019 | 06/2025 |
| Legacy Investment Strategies, L.L.C. | Metairie | LA | 06/2025 | 05/2026 |
| Lpl Financial Llc | Metairie | LA | 07/2025 | 05/2026 |
| Arkadios Wealth Advisors | Atlanta | GA | 05/2026 | Present |
| Arkadios Capital | Atlanta | GA | 05/2026 | Present |
1) Legacy Investment Strategies, DBA, Investment Related - At Reported Business Location(s) - DBA- Started: 5/1/2023 - 120 Hrs/Mo; 8 Hrs During Trading. 2) St Joseph Cathedral, Is Not Investment Related, 401 Main St, , Baton Rouge, LA, 70802, United States, religious organization, Finance Council member,9/15/2025,3 hours per month,3 hours per month during trading hours, No Compensation Compensation, as a group, provide guidance for the Cathedral's finances, budget for operations and outreach.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-13 |
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