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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2007-07-13 |
Branch Locations
1818 Market St Ste 3400, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kevin Hassan | Philadelphia | PA | 07/2007 | Present |
| Northwestern Mutual Investment Serivces, Llc. | Philadelphia | PA | 07/2007 | Present |
VICE PRESIDENT OF FINANCE, KING OF PRUSSIA SOCCER, 650 S. HENDERSON RD, KING OF PRUSSIA, , PENNSYLVANIA, 19406, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 5/12/2021, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, V. P OF FINANCE- OVERSEE THE FINACIAL AFFAIRS OF THE CLUB, MAINTAIN RELATIONSHIP WITH BANK, RECONCILE BANK STATEMENTS AND MANGE CASH FLOW
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-09 |
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