Ryan John Souligny

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  Rbc Capital Markets, Llc
  San Diego, CA
• 08/2016 → Present
  City National Bank
  San Diego, CA

Previous Registrations

• 2010-04-16 → 2014-01-16
  Morgan Stanley
  San Diego, CA
  San Diego, CA
• 2009-10-23 → 2010-04-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Diego, CA
  San Diego, CA
  San Diego, CA
  Oceanside, CA
  San Diego, CA
  Carlsbad, CA
• 2004-02-23 → 2009-10-23
  Banc Of America Investment Services, Inc.
  San Diego, CA
  Oceanside, CA
  San Diego, CA
  Carlsbad, CA
  Vista, CA
  Oceanside, CA
  San Diego, CA

Other Businesses

(1) soulWAVZ, LLC.; ADDRESS: PERSONAL RESIDENCE; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: MUSIC; CAPACITY: OWNER-ACTIVE; START DATE: 10/1/2018; DUTIES: ONLY DUTIES RELATED TO PRODUCING MUSIC, AND ACTIVITIES RELATED TO MUSIC (LIVE SHOWS, RECORDED CONTENT, ETC.); HOURS DEVOTED PER MONTH: 5; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (2) ASSOCIATED MICROBREWERIES, LTC; ADDRESS: 5965 SANTA FE STREET, SAN DIEGO, CA 92109; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: RESTAURANT/BREWERY; CAPACITY: PARTNER; START DATE: 6/30/2016; DUTIES: PARTNER; HOURS DEVOTED PER MONTH: 5; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-02-20
• S63 Uniform Securities Agent State Law Examination
  2001-04-30