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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2014-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Gadsden | AL | 01/2013 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 01/2013 | Present |
| Cetera Investment Advisers Llc | Gadsden | AL | 01/2014 | Present |
1.)GADSDEN HOUSING AUTHORITY BOARD MEMBER, 1/2 HR/WK, SUPERVISE HOUSING DIRECTOR, SET AND REVIEW BUDGETS, POLICIES, AND PROCEDURES, NO COMPENSATION, DOESN'T INVOLVE SECURITY CLIENTS OR SECURITY ACTIVITIES. 2.) THE BIG OAK FIRE DEPT. BOARDMEMBER. SALVATION ARMY BOARDMEMBER. THE FAMILY SUCCESS CENTER BOARDMEMBER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-21 |
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