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Dennis Charles Jackson

LPl Financial LLC

Broadview Heights, OH

CRD 4330396

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-05-18
  • OH RA
    APPROVED
    Since 2020-05-18

Branch Locations

20 Eagle Valley Court, Broadview Heights, OH 44147 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Dennis C. Jackson Co Lpa Broadview Hts OH 09/1993 Present
Dennis C Jackson Broadview Heights OH 01/1998 Present
Securities America, Inc. Broadview Heights OH 09/2013 05/2020
Securities America Advisors, Inc. Broadview Heights OH 09/2013 05/2020
Lpl Financial, Llc Broadview Heights OH 05/2020 Present
  • 09/1993 → Present
    Dennis C. Jackson Co Lpa
    Broadview Hts, OH
  • 01/1998 → Present
    Dennis C Jackson
    Broadview Heights, OH
  • 09/2013 → 05/2020
    Securities America, Inc.
    Broadview Heights, OH
  • 09/2013 → 05/2020
    Securities America Advisors, Inc.
    Broadview Heights, OH
  • 05/2020 → Present
    Broadview Heights, OH
Previous Registrations
  • 2013-09-18 → 2020-05-18
    Securities America Advisors, Inc.
    Broadview Heights, OH
  • 2009-07-24 → 2013-09-17
    Invest Financial Corporation
    Broadview Hts, OH
    Strongsville, OH
Other Businesses

1)09/01/1997 - Real Estate Rental - DENNIS C JACKSON PROPERTIES - 1937 CEDAR POINT RD, SANDUSKY OH 44870; 20 EAGLE VALLEY CT, BROADVIEW HEIGHTS, OH 44147 - 5% - INVESTMENT RELATED - BROADVIEW HEIGHTS, OH 44147 2)09/01/1993 - DBA for LPL Business (entity for LPL business) - DENNIS C JACKSON AGENCY - INVESTMENT RELATED - BROADVIEW HEIGHTS, OH 44147 3)09/01/1993 - LEGAL SERVICES - DENNIS C JACKSON CO LPA - 60% - INVESTMENT RELATED - BROADVIEW HEIGHTS, OH 44147 4)02/15/2004 - SAILBOAT RENTAL - SAILTIME - 1% - NOT INVESTMENT RELATED - BROADVIEW HEIGHTS, OH 44147

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