James Riley Weikart

Current Employers

Perigon Wealth Management, Llc

201 Mission Street Suite 1825, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-11-16

NC RA
APPROVED

Since 2022-11-16

Branch Locations

Asheville, NC • United States

201 Mission Street Suite 1825, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prager Metis Wealth Management	New York	NY	10/2011	02/2019
Lpl Financial, Llc	Asheville	NC	10/2015	11/2022
Private Advisor Group, Llc	Morristown	NJ	10/2015	02/2019
Pm Wealth Management, Llc	Asheville	NC	02/2019	11/2022
Perigon Wealth Management, Llc D/B/A Pm Wealth Management	Asheville	NC	11/2022	Present
Prager Metis Cpas, Llc	Asheville	NC	01/2005	Present

10/2011 → 02/2019

Prager Metis Wealth Management

New York, NY
10/2015 → 11/2022

Lpl Financial, Llc

Asheville, NC
10/2015 → 02/2019

Private Advisor Group, Llc

Morristown, NJ
02/2019 → 11/2022

Pm Wealth Management, Llc

Asheville, NC
11/2022 → Present

Perigon Wealth Management, Llc D/B/A Pm Wealth Management

Asheville, NC
01/2005 → Present

Prager Metis Cpas, Llc

Asheville, NC

Previous Registrations

2019-04-02 → 2022-12-19

Pm Wealth Management, Llc

Asheville, NC

New York, NY
2015-10-26 → 2019-03-14

Private Advisor Group, Llc

Morristown, NJ

Asheville, NC
2013-04-30 → 2015-10-12

Ameriprise Financial Services, Llc

Melville, NY

Asheville, NC

New York, NY
2007-01-10 → 2012-01-20

Wilbanks Securities Advisory

Oklahoma City, OK

Other Businesses

(1). Prager Metis CPA's, LLC; Not Investment Related; Asheville, NC 28803; Tax Prep, Accounting, CPA - Tax Preparer/Enrolled Agent; 10 hours/month, 10 hours/month during security trading hours; Prepare tax returns. (2.) Author/ freelance fiction writer; Not-Investment Related; Asheville, NC 28803; Author; Start date: 01/1975; 20 hours/month, 0 hours/month during security trading hours; Own copyrights to publications. (3.) PM Wealth Management; Investment Related; Asheville, NC 2880; d/b/a for investment advisory business with Perigon. (4.) Sole Proprietorship; Not Investment Related; Asheville, NC; Bookkeeper; Start 01/2005; 4 hours/month, 0 hours/month during security trading hours; bookkeeping for a writer. (5.) Insurance; Not investment related; Asheville, NC; Insurance; Agent; Start 05/2020; Approximately 10% of his time; life, accident & health or sickness. (6.) Morris Ave Property Owners Corp; Not Investment Related; New York, NY; Real Estate; Part Owner; Start 01/1988; 0 hours/month; Passive ownership.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-11-09
S63	Uniform Securities Agent State Law Examination	2001-02-05

S66 Uniform Combined State Law Examination

2006-11-09
S63 Uniform Securities Agent State Law Examination

2001-02-05

Other Names

Jim Weikart

View on SEC IAPD