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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-19 |
Branch Locations
100 Keller Pkwy, Keller, TX 76248-2201 • United States
Rhome, TX • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 05/2010 | 08/2021 |
| Bbva Securities Inc. | Azle | TX | 05/2013 | 08/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 06/2010 | 08/2021 |
| Bbva Wealth Solutions Inc. | Azle | TX | 03/2017 | 08/2021 |
| Pnc Investments | Fort Worth | TX | 08/2021 | 08/2022 |
| Ameriprise Financial Services, Llc | Keller | TX | 08/2022 | Present |
Outside Employment; Randolph Brooks FCU; Financial Advisor; Dual employee of Randolph Brooks Federal Credit Union and Ameriprise Financial.; 100 Keller Parkway, , Keller, TX, 76248; Investment-Related; 08/18/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-19 |
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