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9311 San Pedro Avenue Suite 600, San Antonio, TX 78216-4459 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-10-22 |
Branch Locations
9311 San Pedro Avenue Suite 600, San Antonio, TX 78216-4459 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Swbc Investment Services Llc | San Antonio | TX | 10/2013 | Present |
| Swbc Investment Company | San Antonio | TX | 10/2013 | Present |
President/Board Member, Walker Ranch HOA, San Antonio, Tx, not investment related, 2 hrs/wk Registered with Affiliated RIA - SWBC Investment Company Member of MSRB Compliance Advisory Group (CAG), investment related, no compensation, 2 hrs/ month, 01/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-11 |
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