Kelly Glen Compton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 07/2024
  Wcm Wealth Management, Llc
  San Antonio, TX
• 05/2013 → Present
  Kelly Compton Investments, Llc
  San Antonio, TX
• 07/2024 → Present
  Lpl Financial. Llc
  San Antonio, TX

Previous Registrations

• 2013-02-28 → 2024-12-31
  Satx Wealth Management Llc
  San Antonio, TX
• 2013-05-07 → 2024-12-31
  Kelly Compton Investments Llc
  San Antonio, TX
• 2006-05-11 → 2013-05-28
  Alamo Asset Advisors
  San Antonio, TX
• 2008-10-13 → 2009-07-01
  B. Riley Wealth Management
  San Antonio, TX
  Dallas, TX
  San Antonio, TX
• 2005-05-31 → 2006-05-19
  Wells Fargo Advisors Financial Network, Llc
  Lubbock, TX
  Lubbock, TX
• 2001-03-19 → 2005-06-01
  Morgan Stanley Dw Inc.
  San Antonio, TX

Other Businesses

1- 05/2024 / Kelly Compton Investments 401K Trust / Real Estate Rental / Investment Relaterd / 1 hrs mnth 2- 05/2024 / Client Centric Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / 8 hrs during trading 3- 05/2024 / KACOMP /Other - Business Owner / Non Investment Related

Exams

• S66 Uniform Combined State Law Examination
  2001-03-16