Nicholas Jay Tucker

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2006 → 03/2020
  Ameriprise Financial Services, Inc.
  Troy, MI
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Troy, MI

Other Businesses

Business Ownership; Bedrock Acquisitions, LLC; managing partner; Used for practice acquisitions; 5440 Corporate Drive, Ste 205, , Troy, MI, 48098; Investment-Related; 01/15/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Advisor Legacy; Owner; Consulting; 5440 Corporate Drive, Ste 205, , Troy, MI, 48098; Not Investment-Related; 07/11/2005; 60 hours per month; 60 during trading hours. Board of Directors; Hidden Ridge HomeOwners Condo Association; Vice- President/Dock & Beach Director; N/A, , Traverse City, MI, 49686; Not Investment-Related; 01/02/2023; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2010-09-02
• S63 Uniform Securities Agent State Law Examination
  2001-01-25

Other Names

• Nicholas Tucker