Best Investors Account Sign in

Kenji David Williams

Charles Schwab & Co., Inc.

Miamisburg, OH

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-02-18
TX RA APPROVED 2022-02-17
  • OH RA
    APPROVED
    Since 2022-02-18
  • TX RA
    APPROVED
    Since 2022-02-17

Branch Locations

9668 N. Springboro Pike, Miamisburg, OH 45342-5077 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Inc South Bend IN 01/2002 01/2018
Td Ameritrade, Inc. Beavercreek OH 12/2017 01/2021
Td Ameritrade Investment Management, Llc Omaha NE 12/2017 01/2021
Lincoln Financial Advisors Corporation Cincinnati OH 02/2021 01/2022
Charles Schwab & Co., Inc. Miamisburg OH 02/2022 Present
Charles Schwab Bank, Ssb Miamisburg OH 02/2022 Present
  • 01/2002 → 01/2018
    Scottrade Inc
    South Bend, IN
  • 12/2017 → 01/2021
    Td Ameritrade, Inc.
    Beavercreek, OH
  • 12/2017 → 01/2021
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 02/2021 → 01/2022
    Lincoln Financial Advisors Corporation
    Cincinnati, OH
  • 02/2022 → Present
    Charles Schwab & Co., Inc.
    Miamisburg, OH
  • 02/2022 → Present
    Charles Schwab Bank, Ssb
    Miamisburg, OH
Previous Registrations
  • 2021-02-11 → 2022-02-15
    Osaic Fa, Inc.
    Cincinnati, OH
  • 2018-02-27 → 2021-01-11
    Td Ameritrade, Inc.
    Beavercreek, OH
  • 2018-02-26 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Beavercreek, OH
  • 2017-01-30 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-30
S63 Uniform Securities Agent State Law Examination 2002-09-03
  • S66 Uniform Combined State Law Examination
    2017-01-30
  • S63 Uniform Securities Agent State Law Examination
    2002-09-03

View on SEC IAPD

Other Firms

SUMMIT FINANCIAL, LLC
EAGLE STRATEGIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EVERHART ADVISORS
W&S BROKERAGE SERVICES, INC.
FIFTH THIRD SECURITIES, INC.
EDWARD JONES
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

JOSEPH SAMUEL ZAIDAIN
LAKSHYA ARORA
JOSEPH CARL FISHER
JONATHAN PAUL HLAVAC
LISA A BLOCK
DUANE JERROD GILLMAN
JAMES ROBERT ST.PIERRE
Wesley Gooding

Other Offices

SUMMIT FINANCIAL, LLC · MIAMISBURG, OH
EAGLE STRATEGIES LLC · MIAMISBURG, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · West Carrollton, OH
EVERHART ADVISORS · Miamisburg, OH
W&S BROKERAGE SERVICES, INC. · Miamisburg, OH
FIFTH THIRD SECURITIES, INC. · MIAMISBURG, OH
EDWARD JONES · WEST CARROLLTON, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Dayton, OH

More in Miamisburg, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor