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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-09-09
  • LA RA
    APPROVED
    Since 2015-09-09

Branch Locations

400 Pydras Street Suite 100, New Orleans, LA 70130 • United States

Metairie, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank New Orelans LA 09/2015 Present
Cetera Investment Advisers Llc New Orleans LA 09/2015 Present
Cetera Investment Services Llc St.CLoud MN 09/2015 Present
  • 09/2015 → Present
    Regions Bank
    New Orelans, LA
  • 09/2015 → Present
    New Orleans, LA
  • 09/2015 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
Previous Registrations
Other Businesses

1.)WEALTH ADVISOR/PRIVATE BANKER AT REGIONS BANK ASSISTING CLIENTS WITH NON-INVESTMENT BANKING PRODUCTS. 2.)RENTAL PROPERTY FOR CONDO. $1700 MONTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-12
  • S66 Uniform Combined State Law Examination
    2001-03-12
Other Names
  • Kip Patron
  • Fernando Patron
  • Fernando Patron Iv
  • Fernando Patron
  • Fernando Patron Iv

View on SEC IAPD

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