Richard Braden Pringle

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1998 → Present
  City Of Tulsa
  Tulsa, OK
• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Tulsa, OK
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Tulsa, OK

Previous Registrations

• 2001-05-31 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Tulsa, OK
  Tulsa, OK
  St. Louis, MO

Other Businesses

CO-TRUSTEE FOR FATHER, INVESTMENT RELATED, TULSA, OK, START: 1/2010, 2 HOURS PER MONTH, 0 HRS DURING TRADING. | THE PRINGLE FAMILY LLC; INVESTMENT RELATED; TULSA, OK; 16.66% OWNERSHIP; START DATE = 10/07/2010; 3 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS; DUTIES INCLUDE COMMUNICATING WITH THE TAX ADVISOR AND FACILITATING THE PAYMENT OF TAXES AND DISTRIBUTIONS.| TRUSTEE OF MOTHER'S TRUST; INV. RELATED; TULSA, OK; START DATE 10/9/2023; 10 HOURS PER MONTH; 2 HOURS DURING BUSINESS.

Exams

• S66 Uniform Combined State Law Examination
  2001-03-09

Other Names

• Richard Braden Pringle