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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-04-07 |
Branch Locations
One Ppg Place Suite 2900, Pittsburgh, PA 15222-5455 • United States
Upper St. Clair, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Pittsburgh | PA | 03/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pittsburgh | PA | 11/2016 | 04/2021 |
| Rbc Capital Markets, Llc | Pittsburgh | PA | 04/2021 | Present |
(1) SHADY STREET LLC, NOT INV RELATED, MT LEBANON, PA, 50% OWNER, START 12/2012, 4 HOURS PER MONTH, 0 DURING TRADING, DUTIES: COLLECT AND DEPOSIT RENT. RENTAL PROPERTY, INV RELATED, CASTLE SHANNON, PA, 50% OWNER, START 2/17/2017, 4 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. (2) NAME OF ENTITY Shady Street LLC ADDRESS 332 Ashland Avenue Pittsburgh PA 15228 NOT INVESTMENT RELATED BUSINESS DESCRIPTION Rental Properties CAPACITY Owner/Active START DATE 12/20/12 DUTIES Landlord HOURS DEVOTED PER MONTH 01 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH None 3) NAME OF ENTITY: St Clair Country Club ADDRESS: 2300 Old Washington Road, Pittsburgh, PA 15241 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Country Club CAPACITY: Board of Directors START DATE: 01/31/23 DUTIES: I will be 1 of 9 Board of Governors at the country club. My role is to lead the membership committee. I will attend one board meeting per month. The board will make high level (non-operational) decisions on large projects, rules infractions, and new member candidates. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 4) NAME OF ENTITY: Mother's Hope Foundation ADDRESS: 133 Black Oak Drive, Pittsburg, PA 15220 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 02.03.25 CAPACITY: Board of Directors DUTIES: Will determine the future direction of the charity that my late Mother in Law founded in 1994 HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-01 |
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