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Tamara L. Bond

Wells Fargo Clearing Services, LLC

Pepper Pike, OH

CRD 4328847

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-18
OH RA APPROVED 2020-02-13
  • TX RA
    APPROVED_RES
    Since 2020-02-18
  • OH RA
    APPROVED
    Since 2020-02-13

Branch Locations

30050 Chagrin Blvd Ste 150, Pepper Pike, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Beachwood OH 06/2006 Present
Wells Fargo Clearing Services, Llc Pepper Pike OH 02/2020 Present
Previous Registrations
Other Businesses

NOTARY; NOT INV RELATED; PAINESVILLE; OH; NOTARY; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; DUTIES: NOTARIZE DOCUMENTS FOR NON WF CLIENTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-10-22
  • S63 Uniform Securities Agent State Law Examination
    2001-10-22
Other Names
  • Tamara L. Bond Walsh
  • Tamara L. Benek
  • Tamara L.B. Benek

View on SEC IAPD

Nearby Firms

NIRVANA ANALYTICS, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
UBS FINANCIAL SERVICES INC.

Nearby Investors

JAMES BURNER CREW
Ridwan Kolade Umar
Pierson Joseph Wagner

Nearby Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH

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