Lennie Dean Walters

Employer firm

Steward Partners Investment Advisory, LLC CRD 283004

$36.7B regulatory AUM 9,667 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• FINANCIAL CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2007 → 09/2021
  Waddell & Reed, Inc.
  Overland Park, KS
• 03/2008 → 09/2021
  Ivy Funds Distributor Inc.
  Overland Park, KS
• 10/2021 → 06/2022
  Vinovest
  Culver City, CA
• 08/2022 → 10/2023
  Ameritas Investment Company, Llc
  Lincoln, NE
• 08/2022 → 10/2023
  Ameritas Advisory Services, Llc
  Lincoln, NE
• 10/2023 → Present
  Steward Partners Global Advisory, Llc
  Shawnee, KS
• 10/2023 → Present
  Steward Partners Investment Solutions, Llc
  Shawnee, KS
• 10/2023 → Present
  Steward Partners Investment Advisory, Llc
  Shawnee, KS

Previous Registrations

• 2022-08-11 → 2023-09-28
  Ameritas Advisory Services, Llc
  Shawnee, KS
• 2008-06-27 → 2021-09-17
  Waddell & Reed
  Overland Park, KS
  Overland Park, KS

Other Businesses

1) Name of Business: Walters LLC; Not investment related; City/State: Shawnee, KS; Nature of business: Farming; Position/Title: Sole Proprietor; Start date: 04/15/2025; Duties: Purchase cattle; 10 HRS/Mo devoted to this activity; 0 HRS/Mo devoted during business hours.

Exams

• S66 Uniform Combined State Law Examination
  2008-06-23
• S63 Uniform Securities Agent State Law Examination
  2001-04-02

Other Names

• Lennie D. Walters