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Timothy D. Soules

Tcfg Investment Advisors, LLC

Laguna Niguel, CA

Willow :PArk, TX

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Current Employers
Tcfg Investment Advisors, Llc

28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-02-28
CO RA APPROVED 2019-02-07
NM RA APPROVED 2019-02-07
TX RA APPROVED 2019-01-22
  • GA RA
    APPROVED
    Since 2022-02-28
  • CO RA
    APPROVED
    Since 2019-02-07
  • NM RA
    APPROVED
    Since 2019-02-07
  • TX RA
    APPROVED
    Since 2019-01-22

Branch Locations

28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States

126 South Ranch House Road Suite 200, Willow :PArk, TX 76008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 12/2000 10/2018
Tcfg Wealth Management, Llc Laguna Niguel CA 01/2019 Present
Tcfg Investment Advisors, Llc Laguna Niguel CA 01/2019 Present
Tcfg Insurance Solutions, Llc Laguna Niguel CA 01/2019 Present
  • 12/2000 → 10/2018
    Edward Jones
    St. Louis, MO
  • 01/2019 → Present
    Tcfg Wealth Management, Llc
    Laguna Niguel, CA
  • 01/2019 → Present
    Tcfg Investment Advisors, Llc
    Laguna Niguel, CA
  • 01/2019 → Present
    Tcfg Insurance Solutions, Llc
    Laguna Niguel, CA
Previous Registrations
Other Businesses

TCFG Insurance Solutions | Not investment related | 1/18/2019 | Insurance Agent | 28202 Cabot Rd #300, Laguna Niguel, CA 92677 | 40 hours/month during trading hours | insurance products and service for retail clients. provide best interest solutions for clients through the use of insurance products | TCFG Investment Advisors | Investment related | 1/18/2019 | Investment Advisor | 28202 Cabot Rd #300, Laguna Niguel, CA 92677 | 40 hours/month during trading hours | Assess client needs and goals, then match appropriate investments to help them reach their needs and goals within their risk tolerance | Soules Wealth Management , LLC| DBA| Investment Related| Owner| 126 South Ranch House Road, Suite 200, Willow Park, TX 76008 | 160 hours/month Soules Ranches | Not investment related | 1/1/1983 | Aledo, TX | Owner | 80 hours/month | All day to day operations, including labor and decision making for al aspects of the enterprise |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-26
S63 Uniform Securities Agent State Law Examination 2001-03-01
  • S66 Uniform Combined State Law Examination
    2007-01-26
  • S63 Uniform Securities Agent State Law Examination
    2001-03-01
Other Names
  • Timothy D. Soules
  • Timothy Douglas Soules

View on SEC IAPD

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