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Igor V Fastov

Ubs Financial Services Inc.

Florham Park, NJ

CRD 4328447

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-09-27
TX RA APPROVED 2023-09-22
  • NJ RA
    APPROVED
    Since 2023-09-27
  • TX RA
    APPROVED
    Since 2023-09-22

Branch Locations

500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Florham Park NJ 05/2014 09/2023
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2023
Ubs Financial Services Florham Park NJ 09/2023 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 05/2014 → 09/2023
    Florham Park, NJ
  • 01/2015 → 09/2023
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2023 → Present
    Ubs Financial Services
    Florham Park, NJ
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

1. Family owned LLC.. owner.. management company for rental properties below. (Start year end 2021).. Devote 0 hours during business hours: Devote 1hr per month otherwise. 2. RENTAL PROPERTY, OWNER; SUMMIT, NJ; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 1; START DATE: 05/2013 3. RENTAL PROPERTY, OWNER; START DATE: 08/2016; INVESTMENT RELATED; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 1; NJ 4. Rental Property; Investment related; Rental; NJ; 04/2017; During business hours: 0, After business hours: 1 5.*458363- LAW1 LLC; Investment Related Yes; Mendham, New Jersey; Real Estate; Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 11/2021; During Business Hours: 0; After Business Hours: 1; Property Management *530327 - Trust; Investment related: Yes; Wharton, New Jersey; Trust; Trustee/Co-Trustee; 01/2006; During business hours: 0; After business hours: 1;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-16
  • S66 Uniform Combined State Law Examination
    2001-03-16
Other Names
  • Igor Vladimirovich Fastov

View on SEC IAPD

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