Carlos A Hurtado

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 06/2023
  Raymond James & Associates
  Tempe, AZ
• 06/2023 → Present
  Wells Fargo Clearing Services, Llc
  Gilbert, AZ

Previous Registrations

• 2015-08-14 → 2023-07-07
  Raymond James & Associates, Inc.
  Scottsdale, AZ
  Chandler, AZ
• 2011-01-03 → 2015-08-18
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
  Mesa, AZ
• 2009-05-28 → 2011-01-03
  Wells Fargo Investments, Llc
  Mesa, AZ
  Scottsdale, AZ
  Mesa, AZ
  Mesa, AZ
• 2008-11-11 → 2009-02-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Phoenix, AZ

Exams

• S66 Uniform Combined State Law Examination
  2008-11-07

Other Names

• Carlos A. Hurtado
• Carlos Alexis Hurtado
• Carlos Alexis Hurtado