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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-01-23 |
Branch Locations
2800 S First St Ste 207, Willmar, MN 56201 • United States
285 1St Ave E [Satellite], Shakopee, MN 55379 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Bloomington | MN | 12/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bloomington | MN | 11/2016 | 01/2023 |
| Wells Fargo Advisors Financial Network, Llc | Willmar | MN | 01/2023 | Present |
NICK PALUMBO , NOT INVT RELATED, OTSEGO, MN, GOALIE JUDGINT, START DATE 10/1/2023, 20-40HRS PER MONTH, 0 HRS DURING TRADING, JUDGING GOALIES FOR YOUTH HOCKEY.| INVESTMENT ADVICE LLC; INV RELATED; SHAKOPEE, MN; FINET PRACTISE ;100% OWNERSHIP; START DATE: 02/01/2024; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-01 |
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