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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-28
  • FL RA
    APPROVED
    Since 2025-04-28

Branch Locations

New Smyrna Beach, FL • United States

1818 Market St Ste 3400, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab San Francisco CA 07/2010 02/2021
Anthony Stanley Philadelphia PA 02/2021 04/2021
Anthony Stanley Philadelphia PA 04/2021 Present
Northwestern Mutual Investment Services Llc Philadelphia PA 04/2021 Present
Geoffrey Passehl Philadelphia PA 08/2021 Present
  • 07/2010 → 02/2021
    Charles Schwab
    San Francisco, CA
  • 02/2021 → 04/2021
    Anthony Stanley
    Philadelphia, PA
  • 04/2021 → Present
    Anthony Stanley
    Philadelphia, PA
  • 04/2021 → Present
    Philadelphia, PA
  • 08/2021 → Present
    Geoffrey Passehl
    Philadelphia, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-29
  • S66 Uniform Combined State Law Examination
    2006-12-29
Other Names
  • Michael James Johnson
  • Michael James Politowicz
  • Michael Politowicz

View on SEC IAPD

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