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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-07-02 |
| AR | RA | APPROVED | 2021-07-01 |
| TX | RA | APPROVED | 2021-07-01 |
Branch Locations
1807 E Edgewood St Ste A, Springfield, MO 65804 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Springfield | MO | 06/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Springfield | MO | 11/2016 | 07/2021 |
| Wells Fargo Advisors Financial Network, Llc | Springfield | MO | 07/2021 | Present |
CJF PROPERTIES, LLC, INVT RELATED, SPRINGFIELD, MO, 100% OWNERSHIP WITH SPOUSE, START DATE 1/1/2011, 1 HR PER MONTH, 0 HRS DURING TRADING, CO-OWNER OF LLC FOR RENTAL PROPERTY. FWMG LLC, DBA FROEHLE WEALTH MANAGEMENT GROUP, SPRINGFIELD, MO, 100% OWNERSHIP, START DATE 7/1/2021, 200 HRS PER MONTH, 9 HRS DURING TRADING, FINET PRACTICE.; CO-TRUSTEE FOR FWMG, LLC 401K, INV RELATED, SPRINGFIELD, MO, START: 9/1/2021, 1 HR/MONTH, 0 HRS DURING TRADING. MNF EDGEWOOD, LLC, INVT RELATED, SPRINGFIELD, MO, 100% OWNERSHIP WITH SPOUSE, START DATE 1/1/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, LLC FOR COMMERCIAL PROPERTY AND FINET OFFICE. HCF PROPERTIES, LLC, INVT RELATED, SPRINGFIELD, MO, 100% OWNERSHIP WITH SPOUSE, START DATE 4/15/2014, 5 HRS PER MONTH, 0 HRS DURING TRADING, LLC FOR RESIDENTIAL PROPERTIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-02 |
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