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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2017-06-19 |
| CA | RA | APPROVED | 2012-03-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fort Mill | SC | 01/2012 | Present |
| Lpl Enterprise Llc | Fort Mill | SC | 06/2024 | Present |
(1). 3/11/2021 - Monarch Capital, LLC - Investment Related - Real Estate Rental - Start Date: 2/8/2021 - 2-3 Hours Per Month - Renting out personal residence.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-03 |
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